The State Securities Commission has just issued Decision No. 964 on administrative sanctions against Ms. Truong Kha Tu (Can Tho city) with the amount of over 431.3 million VND. Specifically, Ms. Truong Kha Tu violated regulations by not reporting the planned transaction of TAR shares of Trung An High-Tech Agriculture Joint Stock Company.
An individual was fined nearly half a billion VND for unreported TAR stock transactions.
Ms. Truong Kha Tu is related to Ms. Lu Kha Tran - a member of the Board of Directors of Trung An High-Tech Agriculture Joint Stock Company, who made a series of transactions in TAR shares. That is, Ms. Tu bought more than 1.84 million TAR shares from May 18, 2021 to May 24, 2021 (equivalent to VND 18.4 billion at the par value of TAR shares); bought 100,000 TAR shares and sold 30,000 TAR shares from July 8, 2021 to July 13, 2021 (equivalent to VND 1.3 billion at the par value of TAR shares); sold more than 1.9 million TAR shares from August 13, 2021 to August 18, 2021 and sold 191,700 TAR shares on September 6, 2021...
The additional penalty for Ms. Truong Kha Tu is a suspension of securities trading for a period of 4.5 months.
In late October, the State Securities Commission also imposed an administrative penalty on Nha Trang Tourism and Trade Joint Stock Company for nearly VND 1 billion for trading outside the information disclosure period (Hanoi Stock Exchange announced that Nha Trang Tourism and Trade Joint Stock Company - a related organization of Mr. Le Hong Thuan, a member of the Board of Directors of Khanh Hoa Salanganes Nest Beverage Joint Stock Company, was allowed to sell 500,000 SKV shares from December 1, 2021 to December 30, 2021, but Nha Trang Tourism and Trade Joint Stock Company had made the transaction before this time. This company was also suspended from securities trading for 3 months...
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