ANTD.VN - The State Securities Commission has just issued a decision to handle securities violations against a series of enterprises.
In particular, Sao Thai Duong Investment Joint Stock Company in Hanoi was fined VND175 million for publishing false information related to consolidated and separate financial statements in 2022. The remedial measure is to force the information to be corrected.
In addition, the company was fined VND92.5 million for failing to disclose information required to be disclosed under the law on audited separate and consolidated financial statements for the 2023 semi-annual financial year...
 |
A series of businesses were fined by the Securities Commission |
Ba Ria - Vung Tau Housing Development Joint Stock Company was also fined a total of VND235 million. Of which, the Company was fined VND60 million for not disclosing information on time regarding the documents for the 2022 annual shareholders' meeting; and was fined VND25 million for not including the remuneration of each member of the Board of Directors, the salary of the general director and a number of other positions as separate items in the Company's financial statements and reporting to the General Meeting of Shareholders at the annual meeting.
In particular, the Company was also fined VND 150 million for disclosing false information about the ownership ratio of Hodeco Real Estate Management and Services LLC in the 2022 Separate Financial Statement.
Another company that was also fined in this round was Dai Viet Securities Joint Stock Company with a total fine of up to 435 million VND. Of which, the Company was fined 85 million VND for not maintaining the internal audit system; not issuing regulations, procedures and arranging personnel to maintain the internal audit system...
The company was also fined VND350 million for failing to register for securities trading. Dai Viet Securities was approved as a public company but did not register for stock trading on the trading system for unlisted securities.
The State Securities Commission also applied remedial measures, forcing the Company to submit a securities trading registration dossier to the Vietnam Stock Exchange and its subsidiaries within a maximum period of 60 days.
An Gia Real Estate Investment and Development Joint Stock Company was fined VND92.5 million for failing to disclose information required to be disclosed according to law.
Specifically, the Company did not disclose information as prescribed or did not disclose information on time on documents such as: Report on the use of capital from the bond issuance in 2020 and 2021, the payment of interest and principal of bonds; periodic reports on the implementation of commitments of the issuing enterprise to bondholders... in the years from 2020 to 2022; Financial reports for the years 2020 to 2022...
Source link
Comment (0)